| §133.2 |
Public Information Charges - Billing Detail |
| §133.3 |
ADA Accommodations Request |
| §133.4 |
Request for Consideration of a Registration Application by a Military Applicant |
| §133.5 |
Secondary Trading Exemption Notice |
| §133.6 |
Secondary Trading Exemption Renewal Notice |
| §133.7 |
Securities Application |
| §133.9 |
Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises |
| §133.10 |
Investment Company Report of Sales in the State of Texas |
| §133.11 |
Sales Report for Non-continuous Offerings |
| §133.12 |
Renewal Application for Mutual Funds and Other Continuous Offerings |
| §133.13 |
Application for Renewal Permit |
| §133.14 |
Consent of Independent Accountants |
| §133.15 |
Texas Crowdfunding Portal Registration |
| §133.16 |
Texas Crowdfunding Portal Withdrawal of Registration |
| §133.18 |
Certification of Balance Sheet by Principal Financial Officer |
| §133.19 |
Waiver or Refund Request by a Military Applicant |
| §133.20 |
Texas Crowdfunding Portal Registration by an Authorized Small Business Development Entity |
| §133.21 |
Crowdfunding Exemption Notice |
| §133.22 |
Waiver or Refund Request by a Military Service Member or Military Spouse for a Renewal Fee |
| §133.23 |
Request for Recognition of Out-Of-State License or Registration Pursuant to Occupations Code §55.0041 |
| §133.26 |
Request for Determination of Money Market Fund Status for Federal Covered Securities |
| §133.27 |
Year-End Report of Sales of Federal Covered Securities by a Money Market Fund |
| §133.29 |
Intrastate Exemption Notice |
| §133.30 |
Information Concerning Projected Market Prices and Related Market Information |
| §133.33 |
Uniform Forms Accepted, Required, or Recommended |
| §133.34 |
Undertaking Regarding Non-issuer Sales |
| §133.36 |
Request for Reduced Fees for Certain Persons Registered in Multiple Capacities |
