Figure: 22 TAC §153.24(h)

Figure: 22 TAC §153.24(h)
Nature of Violation(s)	Range of Recommended Actions
1^st time occurrence - violation(s) of the Act, Rules, and/or USPAP that do not, individually or collectively, constitute evidence of a serious inability or unwillingness to comply	First time violator letter with acknowledgement of violation
1^st time occurrence - violation(s) of the Act, Rules, and/or USPAP that individually or collectively, constitute evidence of a serious but remediable deficiency	First time violator with agreement to take remedial course work and/or adopt preventive policies and procedures and/or administrative penalty of $100 to $500 per violation
1^st time occurrence - violation(s) of the Act, Rules, and/or USPAP that individually or collectively, was done willfully or in a grossly negligent manner	Suspension or revocation and an administrative penalty of $1,000 to $3,000 per violation
2^nd time violation(s) of the Act, Rules, and/or USPAP that do not, individually or collectively, constitute evidence of a serious inability or unwillingness to comply	Administrative penalty of $250 to $1,000 per violation with agreement to take remedial course work and/or adopt preventive policies and procedures
2^nd time violation(s) of the Act, Rules, and/or USPAP that individually or collectively, constitute evidence of a serious but remediable deficiency	Administrative penalty of $500 to $1,500 plus required remedial course work and adoption of preventive policies and procedures
2^nd time occurrence - violation(s) of the Act, Rules, and/or USPAP that individually or collectively, was done willfully or in a grossly negligent manner	Revocation and administrative penalty of $2,000 to $5,000
3^rd time violation(s) of the Act, Rules, and/or USPAP that do not, individually or collectively, constitute evidence of a serious inability or unwillingness to comply	Administrative penalty of $1,000 to 2,500 with agreement to take remedial class work and/or adopt preventive policies and procedures
3^rd time violation(s) of the Act, Rules, and/or USPAP that individually or collectively, constitute evidence of a serious but remediable deficiency	Suspension for up to 180 days or Revocation with agreement to take remedial class work and adopt preventive policies and procedures
3^rd time occurrence - violation(s) of the Act, Rules, and/or USPAP that individually or collectively, was done willfully or in a grossly negligent manner	Revocation and administrative penalty of $5,000
Unlicensed activity	Administrative penalty of $1,500 to $5,000