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Open Meeting Archive

Agency Name:State Securities Board
Date of Meeting:05/16/2023
Time of Meeting:10:00 AM
Board:State Securities Board
Street Location:208 E. 10th St., Room 320
City Location:Austin
State Location:TX
Date of Submission:05/02/2023
Additional Information Obtained From:Travis J. Iles, Securities Commissioner 208 E. 10th Street Austin, Texas (512)305-8301
Emergency Mtg:N
1. Minutes of February 23, 2023, Board Meeting; consider excused absences, if any.

2. Review and vote to approve the internal audit plan for FY 2023.

3. Rule review - Readoptions. Pursuant to the notice published March 3, 2023:
Chapter 105, Rules of Practice in Contested Cases; and
Chapter 106, Guidelines for the Assessment of Administrative Fines.

4. Rulemaking - Consideration of published rule proposals for adoption. Nonsubstantive amendments in connection with rule review.

A. Chapter 101. General Administration.
Amending 101.2(e) and (f), concerning classification of regulatory standards, to cite the codified Texas Securities Act and conform terminology.

B. Chapter 103. Rulemaking Procedure.
Amending 103.6(c), concerning negotiated rulemaking, to add a missing word.

C. Chapter 104. Procedure for Review of Applications.
Amending 104.2, concerning purpose, and 104.3, concerning definition of days, to improve clarity; and
Amending 104.6(a), (b), and (f), concerning exceeding the time periods, to improve clarity and to cite the codified Texas Securities Act.

5. Rulemaking - Consideration of a rule proposal for publication and comment.

A. Repeal of Form 133.8, Consent to Service.

6. Report on budget and performance.

7. Update on Agency operations.

8. Legislative update.

9. Consider and possibly adopt a resolution honoring Lou Ann Lucas on her retirement from the State Securities Board.

Persons with disabilities who plan to attend this meeting and require auxiliary aids or services should contact Sonia Fergerson at (512) 305-8306 at least five business days prior to the meeting so that appropriate arrangements can be made.
TRD ID:2023002477
Datestamp:05/02/2023 10:12 AM
Archive Date:05/18/2023

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