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TITLE 7 | BANKING AND SECURITIES |
PART 7 | STATE SECURITIES BOARD |
CHAPTER 116 | INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES |
RULE §116.14 | Prevention of Misuse of Nonpublic Information |
All investment advisers registered under the Texas Securities Act are required to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the misuse of material nonpublic information. |
Source Note: The provisions of this §116.14 adopted to be effective August 12, 2001, 26 TexReg 5799 |