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TITLE 16ECONOMIC REGULATION
PART 2PUBLIC UTILITY COMMISSION OF TEXAS
CHAPTER 26SUBSTANTIVE RULES APPLICABLE TO TELECOMMUNICATIONS SERVICE PROVIDERS
SUBCHAPTER FREGULATION OF TELECOMMUNICATIONS SERVICE
RULE §26.130Selection of Telecommunications Utilities

    (B) An electronic authorization placed from the telephone number on which a freeze is to be imposed. The electronic authorization must confirm appropriate verification data including the customer's month and year of birth, the customer's month and day of birth, mother's maiden name, or the last four digits of the customer's social security number and the information required in paragraph (6)(G) of this subsection. A corporation or partnership may provide a federal Employer Identification Number, or last six digits thereof, and the name and job title of the authorized representative of the corporation or partnership to satisfy the requirements of this subparagraph. The local exchange company must establish one or more toll-free telephone numbers exclusively for this purpose. Calls to the number will connect the customer to a voice response unit or similar mechanism that records the information including the originating ANI.

    (C) An appropriately qualified independent third party obtains the customer's oral authorization to submit the freeze that includes and confirms appropriate verification data as required by subparagraph (B) of this paragraph. This must include clear and conspicuous confirmation that the customer authorized a freeze. The independent third party must:

      (i) not be owned, managed, or directly controlled by the local exchange company or the local exchange company's marketing agent;

      (ii) not have financial incentive to confirm freeze requests; and

      (iii) operate in a location physically separate from the local exchange company and its marketing agent.

    (D) Any other method approved by Federal Communications Commission rule or order granting a waiver.

  (6) Written authorization. A written freeze authorization must:

    (A) be a separate or easily separable document with the sole purpose of imposing a freeze;

    (B) be signed and dated by the customer;

    (C) not be combined with inducements of any kind;

    (D) be completely translated into another language if any portion is translated;

    (E) be translated into the same language as any educational materials, oral descriptions, or instructions provided with the written freeze authorization;

    (F) be printed with readable type of sufficient size to be clearly legible; and

    (G) contain clear and unambiguous language that confirms:

      (i) the customer's name, address, and each telephone number to be covered by the freeze;

      (ii) the decision to impose a freeze on each telephone number and the particular service with a separate statement for each service to be frozen;

      (iii) that the customer understands that a change in telecommunications utility cannot be made unless the customer lifts the freeze; and

      (iv) that the customer understands that there is no charge for imposing or lifting a freeze.

  (7) Lifting freezes. A local exchange company that executes a freeze request must allow customers to lift a freeze by:

    (A) written and signed or electronically signed authorization stating the customer's intent to lift a freeze;

    (B) oral authorization stating an intent to lift a freeze confirmed by the local exchange company with appropriate confirmation verification data as indicated in paragraph (5)(B) of this subsection;

    (C) a three-way conference call with the local exchange company, the telecommunications utility that will provide the service, and the customer with appropriate confirmation verification data from the customer as indicated in paragraph (5)(B) of this subsection; or

    (D) any other method approved by Federal Communications Commission rule or order granting a waiver.

  (8) No customer charge. The customer must not be charged for imposing or lifting a freeze.

  (9) Local service freeze prohibition. A local exchange company must not impose a freeze on local telephone service.

  (10) Marketing prohibition. A local exchange company must not initiate any marketing of its services during the process of implementing or lifting a freeze.

  (11) Freeze records retention. A local exchange company must maintain records of all freezes and verifications for a period of 24 months and must provide these records to customers and to the commission staff upon request.

  (12) Suggested freeze information language. A telecommunications utility that informs a customer about freezes may use the following language. Other versions may be used, but must comply with all of the requirements of paragraph (4) of this subsection.

  (13) Suggested freeze authorization form. The following form is recommended for written authorization from a customer requesting a freeze. Other versions may be used, but must comply with all of the requirements of paragraph (6) of this subsection.

Attached Graphic

  (14) Suggested freeze lift form. The following form is recommended for written authorization to lift a freeze. Other versions may be used, but must comply with all of the requirements of paragraph (7) of this subsection.

Attached Graphic

(k) Transferring customers from one telecommunications utility to another.

  (1) A telecommunications utility may acquire, through a sale or transfer, either part or all of another telecommunications utility's customer base without obtaining each customer's authorization and verification in accordance with subsection (c)(1) of this section, provided that the acquiring utility complies with this section. Any telecommunications utility that will acquire customers from another telecommunications utility that will no longer provide service due to acquisition, merger, bankruptcy or any other reason, must provide notice to each affected customer. The notice must be in a billing insert or separate mailing at least 30 calendar days prior to the transfer of any customer. If legal or regulatory constraints prevent sending the notice at least 30 calendar days prior to the transfer, the notice must be sent promptly after all legal and regulatory conditions are met. The notice must:

    (A) identify the current and acquiring telecommunications utilities;

    (B) explain why the customer will not be able to remain with the current telecommunications utility;

    (C) explain that the customer has a choice of selecting a service provider and may select the acquiring telecommunications utility or any other telecommunications utility and that the customer may incur a charge if the customer selects another telecommunications utility;

    (D) explain that if the customer wants another telecommunications utility, the customer should contact that telecommunications utility or the local telephone company;

    (E) explain the time frame for the customer to make a selection and what will happen if the customer makes no selection;

    (F) identify the effective date that customers will be transferred to the acquiring telecommunications utility;

    (G) provide the rates and conditions of service of the acquiring telecommunications utility and how the customer will be notified of any changes;

    (H) explain that the customer will not incur any charges associated with the transfer;

    (I) explain whether the acquiring carrier will be responsible for handling complaints against the transferring carrier; and

    (J) provide a toll-free telephone number for a customer to call for additional information.

  (2) The acquiring telecommunications utility must provide the commission with a copy of the notice when it is sent to customers.

(l) Complaints to the commission. A customer may file a complaint with the commission's CPD against a telecommunications utility for any reasons related to the provisions of this section.

  (1) Customer complaint information. CPD may request, at a minimum, the following information:

    (A) the customer's name, address, and telephone number;

    (B) a brief description of the facts of the complaint;

    (C) a copy of the customer's and spouse's legal signature; and

    (D) a copy of the most recent phone bill and any prior phone bill that shows the switch in carrier.

  (2) Telecommunications utility's response to complaint. After review of a customer's complaint, CPD must forward the complaint to the telecommunications utility. The telecommunications utility must respond to CPD within 21 calendar days after CPD forwards the complaint. The telecommunications utility's response must include the following:

    (A) all documentation related to the authorization and verification used to switch the customer's service; and

Cont'd...

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