| (a) In certain circumstances, Occupations Code, §2051.005, exempts from registration a person licensed or registered by the state as: (1) a dealer, agent, investment adviser, or investment adviser representative; (2) a real estate broker or salesperson; (3) an insurance agent; or (4) another professional. (b) For purposes of this section, "another professional" means a person holding a license or registration issued by this state that authorizes the person to perform the type of financial services that the person is performing for the athlete. |
