| (a) A continuing education provider for life settlement
broker continuing education must comply with:
(1) Sections 19.1005, 19.1007, and 19.1008 of this
title (relating to Provider Registration, Instructor, and Speaker
Criteria; Course Certification Submission Applications, Course Expirations,
and Resubmissions; and Certified Course Advertising, Modification,
and Assignment, respectively);
(2) Section 19.1009 of this title (relating to Types
of Courses);
(3) Section 19.1010 of this title (relating to Hours
of Credit);
(4) Section 19.1011 of this title (relating to Requirements
for Successful Completion of Continuing Education Courses); and
(5) Section 19.1014 of this title (relating to Provider
Compliance Records).
(b) A life settlement broker continuing education provider
that fails to comply with the requirements of this section is subject
to:
(1) Section 19.1015 of this title (relating to Failure
to Comply); and
(2) Section 19.1016 of this title (relating to Automatic
Fines).
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