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TITLE 7BANKING AND SECURITIES
PART 7STATE SECURITIES BOARD
CHAPTER 113REGISTRATION OF SECURITIES
RULE §113.6Renewal Update

It is the responsibility of the applicant for renewal to see that all exhibits and information required to be filed with the Securities Commissioner for an original registration pursuant to the Texas Securities Act, §7, are maintained current with the Commissioner for the issuer whose registration is renewed under the Act, §10.B, so long as the permit is outstanding. Whenever there are material changes, the prospectus must be amended and filed with the Commissioner.


Source Note: The provisions of this §113.6 adopted to be effective January 1, 1976; amended to be effective December 6, 1998, 23 TexReg 12293.

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