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TITLE 7BANKING AND SECURITIES
PART 7STATE SECURITIES BOARD
CHAPTER 113REGISTRATION OF SECURITIES
RULE §113.7Reporting Changes in Filed Materials

While an application to register securities is pending with the securities commissioner, any change in information material to the application (including documents on file such as financials) must be promptly reported to the commissioner by the applicant, and any new developments which are material must likewise be promptly reported by the applicant.


Source Note: The provisions of this §113.7 adopted to be effective January 1, 1976.

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