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TITLE 7BANKING AND SECURITIES
PART 7STATE SECURITIES BOARD
CHAPTER 113REGISTRATION OF SECURITIES
RULE §113.8Notification of Status in Other States

Any issuer with an application pending under the Texas Securities Act, §7.C, in addition to filing with the Securities Commissioner the original list of other states where filing has been made or is expected to be made as required by the Act, §7.C(1)(c), must make a timely report of the names of any states where such an application is subsequently made, withdrawn, or denied (together with the reasons for any withdrawal or denial).


Source Note: The provisions of this §113.8 adopted to be effective January 1, 1976; amended to be effective December 6, 1998, 23 TexReg 12293.

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