Texas Administrative Code
|TITLE 7||BANKING AND SECURITIES|
|PART 7||STATE SECURITIES BOARD|
|CHAPTER 116||INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES|
|RULE §116.14||Prevention of Misuse of Nonpublic Information|
All investment advisers registered under the Texas Securities Act are required to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the misuse of material nonpublic information.
|Source Note: The provisions of this §116.14 adopted to be effective August 12, 2001, 26 TexReg 5799|