|(a) This section does not apply to forms or fees required
by §116.2 of this chapter (relating to Application Requirements),
to be submitted electronically through the IARD System or the CRD
(b) Documents and fees submitted by applicants for
investment adviser and investment adviser representative registration
or notice filing may, at the option of the filer, be submitted electronically
to the Securities Commissioner.
(c) Filings made and fees paid by investment advisers
or investment adviser representatives may be submitted electronically,
as the Agency's system is developed to accept them.
(d) All electronic submissions of forms or fees must
be made in accordance with the submission procedures set out on the
Agency's website (www.ssb.texas.gov). Please check the Agency's website
for a complete list of forms and fees that are currently being accepted