<<Prev Rule

Texas Administrative Code

Next Rule>>
TITLE 7BANKING AND SECURITIES
PART 7STATE SECURITIES BOARD
CHAPTER 135INDUSTRIAL DEVELOPMENT CORPORATIONS AND AUTHORITIES
RULE §135.2Dealer and Agent Registration

Any person who acts as an agent of the issuer in connection with a sale to any prospective purchaser in a transaction exempt from securities registration by virtue of this section shall be registered as either a dealer or agent under the Texas Securities Act, as applicable.


Source Note: The provisions of this §135.2 adopted to be effective November 7, 1999, 24 TexReg 9609

Link to Texas Secretary of State Home Page | link to Texas Register home page | link to Texas Administrative Code home page | link to Open Meetings home page