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TITLE 7BANKING AND SECURITIES
PART 7STATE SECURITIES BOARD
CHAPTER 137ADMINISTRATIVE GUIDELINES FOR REGULATION OF OFFERS
RULE §137.3Preliminary Prospectus

The language adopted by the SEC in paragraph (b)(10) of Item 501 of Regulation S-K (17 CFR §229.501, as amended) meets the requirements of the Texas Securities Act, §4003.203(4)(B), and is approved for use on preliminary prospectuses in Texas.


Source Note: The provisions of this §137.3 adopted to be effective August 12, 1980, 5 TexReg 3043; amended to be effective June 8, 1994, 19 TexReg 4196; amended to be effective November 7, 1999, 24 TexReg 9609; amended to be effective April 7, 2024, 49 TexReg 2068

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