"Tombstone" advertisements need not be filed pursuant to §137.2(a)
of this title (relating to Filing Requirements) and are not subject
to the requirements of §137.6(a) of this title (relating to Standards
for Supplemental Advertising) if they contain no more than one or
more of the following:
(1) date of issuance or release;
(2) name and address of issuer;
(3) identity or title of securities;
(4) per unit offering price;
(5) amount of offering;
(6) brief statement of character or business taken
from summary in the preliminary or final prospectus;
(7) names of the underwriters;
(8) address where prospectus or offering circular
may be obtained; or
(9) any statement or legend required by state law or
administrative authority.
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