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TITLE 22EXAMINING BOARDS
PART 11TEXAS BOARD OF NURSING
CHAPTER 217LICENSURE, PEER ASSISTANCE AND PRACTICE
RULE §217.20Safe Harbor Nursing Peer Review and Whistleblower Protections

    (C) when the nurse refuses to engage in the requested conduct or assignment.

  (2) Notification Requirements.

    (A) The nurse must notify the supervisor requesting the conduct or assignment in writing that the nurse is invoking safe harbor. The content of this notification must meet the requirements for a Safe Harbor Quick Request described in paragraph (3) of this subsection. If a nurse is unable to complete a Safe Harbor Quick Request or other written form meeting the requirements for a Safe Harbor Quick Request due to immediate patient care needs, the nurse may orally invoke safe harbor by notifying the nurse's supervisor of the request. A detailed written account of the safe harbor request that meets the requirements of the Comprehensive Written Request for Safe Harbor Nursing Peer Review described in paragraph (4) of this subsection must be completed before leaving the work setting at the end of the work period.

    (B) After receiving oral notification of a request, the nurse's supervisor must record in writing the requirements described in paragraph (3) of this subsection, which must be signed and attested to by the requesting nurse and the nurse's supervisor who prepared the written record.

  (3) Safe Harbor Quick Request. The BON Safe Harbor Quick Request Form may be used to initially invoke safe harbor, but use of the form is not required. The initial request may be in any written format, but must include the following information:

    (A) the name of the nurse making the request and his/her signature;

    (B) the date and time of the request;

    (C) the location where the conduct or assignment that is the subject of the request occurred;

    (D) the name of the person who requested the nurse engage in the conduct or made the assignment that is the subject of the request;

    (E) the name of the supervisor recording the request, if applicable;

    (F) a brief explanation of why the nurse is requesting a nursing peer review committee determination; and

    (G) a description of the collaboration between the nurse and the supervisor, if applicable.

  (4) Comprehensive Written Request for Safe Harbor Nursing Peer Review.

    (A) A nurse who invokes safe harbor must supplement the initial written request under paragraph (2) of this subsection by submitting a comprehensive request in writing before leaving the work setting at the end of the work period. This comprehensive written request must include the following information:

      (i) the conduct assigned or requested, including the name and title of the person making the assignment or request;

      (ii) a description of the practice setting, e.g., the nurse's responsibilities, resources available, extenuating or contributing circumstances impacting the situation;

      (iii) a detailed description of how the requested conduct or assignment would have violated the nurse's duty to a patient or any other provision of the NPA and Board Rules. If possible, reference the specific standard (§217.11 of this title) or other section of the NPA and/or Board rules the nurse believes would have been violated.

      (iv) if applicable, the rationale for the nurse's not engaging in the requested conduct or assignment awaiting the nursing peer review committee's determination as to the nurse's duty. The rationale should refer to one of the justifications described in subsection (g)(2) of this section for not engaging in the conduct or assignment awaiting a nursing peer review determination.

      (v) any other copies of pertinent documentation available at the time. Additional documents may be submitted to the committee when available at a later time; and

      (vi) the nurse's name, title, and relationship to the supervisor making the assignment or request.

    (B) The BON Comprehensive Written Request for Safe Harbor Nursing Peer Review Form may be used when submitting the detailed request for safe harbor, but use of the form is not required. The request may be in any written format provided the information specified in subparagraph (A) of this paragraph is included.

  (5) The nurse invoking safe harbor is responsible for keeping a copy of the request for safe harbor.

  (6) A nurse may invoke safe harbor to question the medical reasonableness of a physician's order in accordance with TOC §303.005(e) (NPR Law). In this situation, the medical staff or medical director shall determine whether the order was reasonable.

(e) Safe Harbor Protections.

  (1) To activate protections outlined in TOC §303.005(c) and paragraph (2) of this subsection, the nurse shall:

    (A) invoke safe harbor in good faith;

    (B) notify the supervisor that he/she intends to invoke safe harbor in accordance with subsection (d) of this section. This must be done prior to engaging in the conduct or assignment for which safe harbor is requested and at any of the following times:

      (i) when the conduct is requested or assignment made;

      (ii) when changes occur in the request or assignment that so modify the level of nursing care or supervision required compared to what was originally requested or assigned that a nurse believes in good faith that patient harm may result; or

      (iii) when the nurse refuses to engage in the requested conduct or assignment.

  (2) TOC §303.005(c) and (h) (NPR Law) and §301.352 provide the following protections:

    (A) A nurse may not be suspended, terminated, or otherwise disciplined, retaliated, or discriminated against for requesting safe harbor in good faith.

    (B) A nurse or other person may not be suspended, terminated, or otherwise disciplined, retaliated, or discriminated against for advising a nurse in good faith of the nurse's right to request a determination, or of the procedures for requesting a determination.

    (C) A nurse is not subject to being reported to the Board and may not be disciplined by the Board for engaging in the conduct awaiting the determination of the nursing peer review committee as permitted by subsection (g) of this section. A nurse's protections from disciplinary action by the Board for engaging in the conduct or assignment awaiting nursing peer review determination remain in place for 48 hours after the nurse is advised of the nursing peer review committee's determination. This time limitation does not affect the nurse's protections from retaliation by the facility, agency, entity or employer under TOC §303.005(h)(NPR Law) for requesting safe harbor.

  (3) If retaliation occurs, TOC §301.413 (NPA) provides a nurse the right to file civil suit to recover damages. The nurse may also file a complaint with the appropriate regulatory agency that licenses or regulates the nurse's practice setting. The BON does not have regulatory authority over practice settings or civil liability.

  (4) Safe harbor protections do not apply to any civil action for patient injury that may result from the nurse's practice.

(f) Exclusions to Safe Harbor Protections.

  (1) A nurse's protections from disciplinary action by the Board under subsection (e)(2) of this section do not apply to:

    (A) the nurse who invokes safe harbor in bad faith;

    (B) conduct the nurse engages in prior to the request for safe harbor; or

    (C) conduct unrelated to the reason for which the nurse requested safe harbor.

  (2) If the nursing peer review committee determines that a nurse has engaged in conduct subject to reporting that is not related to the request for safe harbor, the committee must comply with the requirements of §217.19 of this title.

(g) Nurse's Right to Refuse to Engage in Certain Conduct Pending Nursing Safe Harbor Nursing Peer Review Determination.

  (1) A nurse invoking safe harbor may engage in the requested conduct or assignment while awaiting nursing peer review determination unless the conduct or assignment is one in which:

    (A) the nurse lacks the basic knowledge, skills, and abilities that would be necessary to render the care or engage in the conduct requested or assigned at a minimally competent level such that engaging in the requested conduct or assignment would expose one or more patients to an unjustifiable risk of harm; or

    (B) the requested conduct or assignment would constitute unprofessional conduct and/or criminal conduct such as fraud, theft, patient abuse, exploitation, or falsification.

  (2) If a nurse refuses to engage in the conduct or assignment because it is beyond the nurse's scope as described under paragraph (1)(A) of this subsection:

    (A) the nurse and supervisor must collaborate in an attempt to identify an acceptable assignment that is within the nurse's scope and enhances the delivery of safe patient care; and

Cont'd...

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