(vii) personnel administration/employee policies, if
any;
(2) Records Concerning Administrative Offices. A mortgage
banker must maintain a list reflecting any office constituting an
"administrative office" of the mortgage banker for purposes of §80.206
of this title (relating to Office Locations; Remote Work); and
(3) Records Concerning Remote Work. A mortgage banker
must maintain records reflecting its compliance with the requirements
for remote work, as provided by §80.206 of this title (relating
to Office Locations; Remote Work).
(d) Records Retention After Terminating Operations.
Within 10 days of terminating operations, a mortgage banker or originator
must provide the Department with written notice of where the required
records will be maintained for the prescribed period. If such records
are transferred to another mortgage banker registered with the Department,
the transferee must provide the Department with written notice within
10 days after receiving such records.
|