| (a) Summary of Material Changes to Registration Statement
is required as follows.
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(b) Furnish a brief description of all items in the
current annual registration statement which represent material changes
from the prior year's annual registration statement. The description
must be in a manner permitting proper evaluation by the commissioner,
and must include specific references to the items in the annual registration
statement and to the terms contained.
(c) Changes occurring under §7.210(c) of this
title (relating to Form B) in the percentage of each class of voting
securities held by each affiliate need only be included where the
changes result in ownership or holdings of 10 percent or more of voting
securities, loss or transfer of control, or acquisition or loss of
partnership interest.
(d) Changes occurring under §7.210(e) of this
title need only be included where an individual is, for the first
time, made a director or executive officer of the ultimate controlling
person; a director or executive officer terminates his or her responsibilities
with the ultimate controlling person; or in the event an individual
is named president of the ultimate controlling person.
(e) If a transaction disclosed on the prior year's
annual registration statement has been changed, the nature of the
change must be included. If a transaction disclosed on the prior year's
annual registration statement has been effectuated, furnish the mode
of completion and any flow of funds between affiliates resulting from
the transaction.
(f) The insurer must furnish a statement that transactions
entered into since the filing of the prior year's annual registration
statement are not part of a plan or series of like transactions whose
purpose is to avoid statutory threshold amounts and the review that
might otherwise occur.
(g) Signature and certification are required as follows.
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