Texas Administrative Code
TITLE 7
BANKING AND SECURITIES
PART 7
STATE SECURITIES BOARD
Chapters
CHAPTER 101
GENERAL ADMINISTRATION
CHAPTER 102
COMPLAINT PROCESS
CHAPTER 103
RULEMAKING PROCEDURE
CHAPTER 104
PROCEDURE FOR REVIEW OF APPLICATIONS
CHAPTER 105
RULES OF PRACTICE IN CONTESTED CASES
CHAPTER 106
GUIDELINES FOR THE ASSESSMENT OF ADMINISTRATIVE FINES
CHAPTER 107
TERMINOLOGY
CHAPTER 109
TRANSACTIONS EXEMPT FROM REGISTRATION
CHAPTER 111
SECURITIES EXEMPT FROM REGISTRATION
CHAPTER 113
REGISTRATION OF SECURITIES
CHAPTER 114
FEDERAL COVERED SECURITIES
CHAPTER 115
SECURITIES DEALERS AND AGENTS
CHAPTER 116
INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
CHAPTER 123
ADMINISTRATIVE GUIDELINES FOR REGISTRATION OF OPEN-END INVESTMENT COMPANIES
CHAPTER 125
MINIMUM DISCLOSURES IN CHURCH AND NONPROFIT INSTITUTION BOND ISSUES
CHAPTER 127
MISCELLANEOUS
CHAPTER 131
GUIDELINES FOR CONFIDENTIALITY OF INFORMATION
CHAPTER 133
FORMS
CHAPTER 135
INDUSTRIAL DEVELOPMENT CORPORATIONS AND AUTHORITIES
CHAPTER 137
ADMINISTRATIVE GUIDELINES FOR REGULATION OF OFFERS
CHAPTER 139
EXEMPTIONS BY RULE OR ORDER
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