§109.1 |
Transactions Involving Existing Security Holders |
§109.2 |
Parent Subsidiary Transactions |
§109.3 |
Financial Institutions under the Texas Securities Act, §5.H |
§109.4 |
Securities Registration Exemption for Sales to Financial Institutions and Certain Institutional Investors |
§109.5 |
Dealer Registration Exemption for Sales to Financial Institutions and Certain Institutional Investors |
§109.6 |
Investment Adviser Registration Exemption for Investment Advice to Financial Institutions and Certain Institutional Investors |
§109.7 |
Secondary Trading Exemption under the Texas Securities Act, §5.O |
§109.8 |
Initial Offering Completed |
§109.11 |
Guarantee of Options |
§109.12 |
Stock Dividends |
§109.13 |
Limited Offering Exemptions |
§109.14 |
Oil, Gas, and Other Mineral Interests |
§109.17 |
Banks under the Securities Act, §5.L |