(a) This section does not apply to forms or fees required
by §115.2 of this chapter (relating to Application Requirements),
to be submitted electronically through the CRD System.
(b) Documents and fees submitted by applicants for
dealer and agent registration may, at the option of the filer, be
submitted electronically to the Securities Commissioner.
(c) Filings made and fees paid by dealers and agents
may be submitted electronically, as the Agency's system is developed
to accept them.
(d) All electronic submissions of forms or fees must
be made in accordance with the submission procedures set out on the
Agency's website (www.ssb.texas.gov). Please check the Agency's website
for a complete list of forms and fees that are currently being accepted
electronically.
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