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TITLE 7BANKING AND SECURITIES
PART 7STATE SECURITIES BOARD
CHAPTER 114FEDERAL COVERED SECURITIES
RULE §114.2Definitions

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

  (1) Act or Securities Act or Texas Securities Act--The Texas Securities Act, Texas Civil Statutes, Article 581-1, et seq., as amended.

  (2) Federal covered securities--Shall have the same meaning as provided in §107.2 of this title (relating to Definitions).

  (3) Listed securities--The category of nationally traded federal covered securities defined in the Securities Act of 1933, §18(b)(1).

  (4) SEC--The United States Securities and Exchange Commission.


Source Note: The provisions of this §114.2 adopted to be effective April 8, 1997, 22 TexReg 3219.

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