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| TITLE 7 | BANKING AND SECURITIES |
| PART 7 | STATE SECURITIES BOARD |
| CHAPTER 113 | REGISTRATION OF SECURITIES |
| RULE §113.1 | Qualification of Securities |
A Regulation "A" filing with the SEC is a form of exemption and cannot be the basis for a filing for registration by coordination with the State Securities Board under the Texas Securities Act, §7.C. Such a registration should meet the requirements as outlined in the Act, §7.A or, if federal covered securities, the requirements in §114.4 of this title (relating to Filings and Fees). |
| Source Note: The provisions of this §113.1 adopted to be effective January 1, 1976; amended to be effective December 6, 1998, 23 TexReg 12293; amended to be effective February 24, 2016, 41 TexReg 1223; amended to be effective November 12, 2019, 44 TexReg 6858 |
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